ࡱ> Y[X RV,bjbj$$2:F|F| ff83T}=:.  <<<<<<<$?iB*<i)))<T7=)<)<nj9><0=<><&B4B$d<0)))))))<<@)))}=))))B)))))))))f+ : 0Example0Confirmation Items for ETF Applying for Initial ListingForeign spot commodity ETF 000000000000000000000000000 Date of Submission: DD / MM / YYYY / / To the President and CEO,Tokyo Stock Exchange, Inc. 0000000 Address of the Main Office: 0 000000000000000 Name of the Management Company: 000000000 000000 Name (Signature) and Title of the Representative:0000000000000 With respect to the following ETF applying for initial listing, (Name of Management Company) will hereby make an explanation about items required within the listing examination criteria.000000000000000000000 1. Regarding the framework and structures for making the fluctuation rate of net assets per ETF unit correspond to that of the specific indicatorRegarding expectations of the ability of an ETF applying for initial listing to smoothly maintain liquidity after listing. Regarding the fund's operations structure.000000000000000000000000000Name of ETF Applying for Initial Listing0; If applying for several different issues at the same time please create extra columns as necessary. Regarding expectations related to the ETF applying for initial listing's ability to smoothly maintain liquidity after listing. Status of the Application for Foreign Support Member System by trading participants who are designated participants Name of the Trading Participants who have applied for designation prescribed in Rule 68 of the Business RegulationsIn addition to the above, we ask that you also please separately submit a copy of proof of the trading participant's application in written form.Regarding the ETF applying for initial listing's system for smooth liquidity and a fair price structure. BD& D n p   h $ b 8 :TXZbprtʭthhQh}nHo(tHhQh}>*nHo(tHhQh}>*o(hQh}o(hQh}>*CJhQh}>* hQh}hQh}CJnHtHh}aJo(hQh}aJhQh}aJnHtHhQh}>*CJo(hQh}>*CJhQh}CJo(hQh}CJ(D p   j l $ npr:WD4`:WDd`WD` WD` $x]xa$$4$a$$a$$da$drt>6$dh$&#$/Ifa$gd} & F v\VDdWD8^v`\WDd` ,4<lnv*<Ro}$r$$$%%%%%ȻȻȻȻwupp h}o(Uh}h}CJaJo(hWg>h}>*CJaJo(hQh}>*CJaJo(h}>*CJaJo(h}h}aJo( hQh}hQh}KH^JaJhQh}KH^JaJo(hQh}CJaJo(hQh}CJaJhQh}>*o(hQh}o(*odbbbYSN & F^^gdWg>kd$$Ifc01a  t6 0644 lapyt}oNHHHF^kd$$Ifc0:  t6m 0644 lapyt}$dh$m&#$/Ifa$gd}{|}%%%:&<&t&&&&$dh$Ifa$gd}dh.VDWD^`. & F^^ & F * Please include information on the management company's proposed system for accomplishing the above goals, for example the status of the limit related to creation and the manner in which it will handle rapid additions as necessary, etc. Regarding the fund's operations structure Fund Operation StructureDepartment Business OperationsNumber of Persons in Charge%%DepartmentPlease enter the details of the department's business operations with the fund structure. %%%Department% Flow Chart on Business Operations ; Please use a flow chart, etc. to provide an easy to understand explanation of the relationship between the management company, trustee, and Authorized Participant in the ETF business operations.  Structure for Managing Compliance and RiskIf the applicant is the management company for an ETF that is already listed, there is no need to fill out the section "Regarding the fund's operation structure" However, please include any changes that occurred directly before the time of applying.%%&8&:&<&t&'N)b)d)f) *++,,",$,(,*,.,0,4,6,:,<,>,@,B,D,F,J,L,N,P,T,V,ͼͼ׵׼h}h9h}ehrhlyhcjhcUh}CJo( hQh}h}aJo(h}h}aJo(hQh}aJo(hQh}o(hQh}>*CJaJhQh}>*CJaJo( h}>*o(%&&'''K??? dh$Ifgd}kd$$IfcF l! uU  t06    44 laZpyt}'''''`TTT dh$Ifgd}kdu$$IfcF l! uU t06    44 laZpyt}'''4())* *f+`[[MM[[H & Fv.VDWD^v`.dhkd,$$IfcF l! uU t06    44 laZpyt}f+,,,,, ,",&,(,,,.,2,4,8,:,<,>,@,B,D,F,H,J,L,N,P,$a$$dha$dh & FP,R,T,V,$dha$01h2P. A!"#$%S $$If!vh#v#va:V c  t6 06,55apyt}$$If!vh#v#v::V c  t6m 06,55:pyt}$$IfQ!vh#v #vu#vU:V c  t06,5 5u5UaZpyt}$$IfQ!vh#v #vu#vU:V c t065 5u5UaZpyt}$$IfQ!vh#v #vu#vU:V c t065 5u5UaZpyt} 4@% 4@%j 666666666vvvvvvvvv666666>6666666666666666666666666666666666666666666666666hH6666666666666666666666666666666666666666666666666666666666666666662 0@P`p2( 0@P`p 0@P`p 0@P`p 0@P`p 0@P`p 0@P`p8XV~ OJPJQJ_HmH nHsH tHF`F jn $1$a$CJKH_HmH nHsH tH$A $ k=0000Fi@F jnn0h :V 44 la $k $000j0W0 BC@B ,ge00000/WD^`/CJ,'`, 0000SgqCJaJ0@0 0000eW[R$a$l#l h (F@Wi%ękFȉl30kzqRW1?%Nbj¼IFjָ7fqNݩ >xjm)ʬuתLfd?nWꕚ/_j+Ԁ ~Z\vd|n:x|Rc(d4ޟAv2lJ *FL0tTګ߿z?xv㣣?ZAάmY/џOyr,?V晚'?{OQ |SAާ9D{<LT\@oF?Ĵ8c3$R"B}c.ȣ xu|1%᜵(58ʕqA6v &-c.ñB'Ļ;:qݡCQ ҐmA^&eBF-ʼ"."kE9a Ge"8bŀ_*,37~ב 2QgH,sS_WiaE Ed^ǜ[|()h}(Qv*pC3s}'ݧ-8&M DBJS ab(ai+XL7P勯RvarzfQÝ6CǻbvzGϓ~^<%OYZsfMw4w=Ԅl%=. yI3XGɠ9HpUa/ l٫Tt Q%plmͺ>XX^I#c q6SUʥT(:ʪڨ3k ):ru͑By4aS`+Q^VP(K"S$C<$i߳9$e2>6ΒuY$KYON#bt庇|4c@֥Gb-St41 pa>j Жy&krº(JlVA1kV@Ԓшˆ}Lpxl,0_*3; #6\rNxfpv$):!6y[ƹbZ~A^Oae3HwJBX( q0 .AsVik8D= Aa=R dhT)ªeET2fa}́zmPn$;YsA@or0Yw>)͆&nb=vEG6u(+,_ӄs.f<^gAg=|C`gĔ^P|WZT@ 6NveCntԲz;\`kΒs;ߜ^\d;csC=٢042&1X|p[*a3}o5PK!ѐ'theme/theme/_rels/themeManager.xml.relsM 0wooӺ&݈Э56?$Q,.aic21h:qm@RN;d`o7gK(M&$R(.1r'JЊT8V"AȻHu}|$b{P8g/]QAsم(#L[PK-![Content_Types].xmlPK-!֧6 0_rels/.relsPK-!kytheme/theme/themeManager.xmlPK-! stheme/theme/theme1.xmlPK-!ѐ' theme/theme/_rels/themeManager.xml.relsPK]  : %V, ro&''f+P,V, ` C 7""7""@H 0(  0(  B S  ? OLE_LINK1 OLE_LINK2    vw       C_ "      3  , - A ^ k      [[vvww  QXy,3ID\.\n o#8x6h?bMWxSќnTAmZ"ndyt 6t]zuu^u`OJPJQJ^Jo(; b\b^b`\OJQJo(hH \ ^ `\OJQJo(hH \ ^ `\OJQJo(hHlN \N ^N `\OJQJo(hH\^`\OJQJo(hH\^`\OJQJo(hHl:\:^:`\OJQJo(hH\^`\OJQJo(hH::^:`o(. \^`\hH() \^`\hH b\b^b`\hH.  \ ^ `\hH()  \ ^ `\hH N \N ^N `\hH. \^`\hH() \^`\hHv\v^v`\o( \^`\hH() \^`\hH b\b^b`\hH.  \ ^ `\hH()  \ ^ `\hH N \N ^N `\hH. \^`\hH() \^`\hH\^`\>*o( H\H^H`\hH() \^`\hH \^`\hH. 4\4^4`\hH()  \ ^ `\hH | \| ^| `\hH.  \ ^ `\hH() \^`\hHF0F^F`0o(() \^`\hH() b\b^b`\hH  \ ^ `\hH.  \ ^ `\hH() N \N ^N `\hH \^`\hH. \^`\hH() :\:^:`\hH0^`0o(H\H^H`\()\^`\\^`\.4\4^4`\() \ ^ `\| \| ^| `\. \ ^ `\()\^`\hh^h`OJPJQJ^Jo(0H\H^H`\OJQJo(hH\^`\OJQJo(hH\^`\OJQJo(hHl4\4^4`\OJQJo(hH \ ^ `\OJQJo(hH| \| ^| `\OJQJo(hHl \ ^ `\OJQJo(hH\^`\OJQJo(hH909^9`0o(sH   \^`\hH() U\U^U`\hH \^`\hH. \^`\hH() A \A ^A `\hH  \ ^ `\hH. \^`\hH() -\-^-`\hH ^` o(8\8^8`\()\^`\\^`\.$ \$ ^$ `\() \ ^ `\l \l ^l `\.\^`\()\^`\\^`\OJPJQJ^Jo(; U\U^U`\OJQJo(hH\^`\OJQJo(hH\^`\OJQJo(hHlA \A ^A `\OJQJo(hH \ ^ `\OJQJo(hH\^`\OJQJo(hHl-\-^-`\OJQJo(hH\^`\OJQJo(hHv\v^v`\o(909^9`0o(  \^`\hH b\b^b`\hH.  \ ^ `\hH()  \ ^ `\hH N \N ^N `\hH. \^`\hH() \^`\hHv\v^v`\o( H\H^H`\hH() \^`\hH \^`\hH. 4\4^4`\hH()  \ ^ `\hH | \| ^| `\hH.  \ ^ `\hH() \^`\hHF0F^F`0o(() \^`\hH() b\b^b`\hH  \ ^ `\hH.  \ ^ `\hH() N \N ^N `\hH \^`\hH. \^`\hH() :\:^:`\hHAmZ6h?yt.WxSo#nTQXynd6tI]z8k        R        g        S        `Κ        "f        F?*z        䅌2        |,t5       |                T IVNhkcWg>| j-3 000007CenturyG j-3 fgMS MinchoK=  j-3 0000MS Gothic;WingdingsA$BCambria Math Sh0%0%/ / 3!%),.:;?]}  0 2 3 !000 0 000000000000 =]acde$([\{  0 0 0000;[bi2 2qP?Wg>6!xx v  i Z'`IZ'@         Oh+'0L    ,4<DNormal1Microsoft Office Word@@8 Ou@8 Ou/ ՜.+,0 hp|      ^Cg  !"#$%'()*+,-./0123456789:;<=>?@ABCDEFGIJKLMNOQRSTUVWZRoot Entry F=